Computing Science
January-February,
2002
Statistics of Deadly Quarrels
Brian Hayes
Look upon the phenomenon of war with dispassion and detachment,
as if observing the follies of another species on a distant
planet: From such an elevated view, war seems a puny enough
pastime. Demographically, it hardly matters. War deaths amount
to something like 1 percent of all deaths; in many places, more
die by suicide, and still more in accidents. If saving human
lives is the great desideratum, then there is more to be gained
by prevention of drowning and auto wrecks than by the abolition
of war.
But no one on this planet sees war from such a height of austere
equanimity. Even the gods on Olympus could not keep from meddling
in earthly conflicts. Something about the clash of arms has
a special power to rouse the stronger emotions—pity and love
as well as fear and hatred—and so our response to battlefield
killing and dying is out of all proportion to its rank in tables
of vital statistics. When war comes, it muscles aside the calmer
aspects of life; no one is unmoved. Most of us choose one side
or the other, but even among those who merely want to stop the
fighting, feelings run high. (“Antiwar militant” is no oxymoron.)
The same inflamed passions that give war its urgent human interest
also stand in the way of scholarly or scientific understanding.
Reaching impartial judgment about rights and wrongs seems all
but impossible. Stepping outside the bounds of one’s own culture
and ideology is also a challenge—not to mention the bounds of
one’s time and place. We tend to see all wars through the lens
of the current conflict, and we mine history for lessons convenient
to the present purpose.
One defense against such distortions is the statistical method
of gathering data about many wars from many sources, in the
hope that at least some of the biases will balance out and true
patterns will emerge. It’s a dumb, brute-force approach and
not foolproof, but nothing else looks more promising. A pioneer
of this quantitative study of war was Lewis Fry Richardson,
the British meteorologist whose ambitious but premature foray
into numerical weather forecasting I described in this space
a year ago. Now seems a good time to consider the other half
of Richardson’s lifework, on the mathematics of armed conflict.
Wars and Peaces
Richardson was born in 1881 to a prosperous Quaker family in
the north of England. He studied physics with J. J. Thomson
at Cambridge, where he developed expertise in the numerical
solution of differential equations. Such approximate methods
are a major mathematical industry today, but at that time they
were not a popular subject or a shrewd career choice. After
a series of short-term appointments—well off the tenure track—Richardson
found a professional home in weather research, making notable
contributions to the theory of atmospheric turbulence. Then,
in 1916, he resigned his post to serve in France as a driver with
the Friends’ Ambulance Unit. Between tours of duty at the front, he
did most of the calculations for his trial weather forecast.
(The forecast was not a success, but the basic idea was sound,
and all modern weather prediction relies on similar methods.)
After the war, Richardson gradually shifted his attention from
meteorology to questions of war and international relations.
He found some of the same mathematical tools still useful. In
particular, he modeled arms races with differential equations.
The death spiral of escalation—where one country’s arsenal provokes
another to increase its own armament, whereupon the first nation
responds by adding still more weapons—has a ready representation
in a pair of linked differential equations. Richardson showed
that an arms race can be stabilized only if the “fatigue and
expense” of preparing for war are greater than the perceived
threats from enemies. This result is hardly profound or surprising,
and yet Richardson’s analysis nonetheless attracted much comment
(mainly skeptical), because the equations offered the prospect
of a quantitative measure of war risks. If Richardson’s
equations could be trusted, then observers would merely need
to track expenditures on armaments to produce a war forecast
analogous to a weather forecast.
Mathematical models of arms races have been further refined
since Richardson’s era, and they had a place in policy deliberations
during the “mutually assured destruction” phase of the Cold
War. But Richardson’s own investigations turned in a somewhat
different direction. A focus on armaments presupposes that the
accumulation of weaponry is a major cause of war, or at least
has a strong correlation with it. Other theories of the origin
of war would emphasize different factors—the economic status
of nations, say, or differences of culture and language, or
the effectiveness of diplomacy and mediation. There is no shortage
of such theories; the problem is choosing among them. Richardson argued
that theories of war could and should be evaluated on a scientific
basis, by testing them against data on actual wars. So he set
out to collect such data.
Richardson was not the first to follow this path. Several lists
of wars were drawn up in the early years of the 20th century,
and two more war catalogues were compiled in the 1930s and 40s
by the Russian-born sociologist Pitirim A. Sorokin and by Quincy
Wright of the University of Chicago. Richardson began his own
collection in about 1940 and continued work on it until his
death
in 1953. His was not the largest data set, but it was the best
suited to statistical analysis.
Figure 1
Richardson published some of his writings on war in journal
articles and pamphlets, but his ideas became widely known only
after two posthumous volumes appeared in 1960. The work on arms
races is collected in Arms and Insecurity; the statistical
studies are in Statistics of Deadly Quarrels. In addition,
a two-volume Collected Papers was published in 1993.
Most of what follows in this article comes from Statistics
of Deadly Quarrels. I have also leaned heavily on a 1980
study by David Wilkinson of the University of California, Los
Angeles, which presents Richardson’s data in a rationalized and more
readable format.
“Thinginess Fails”
The catalogue of conflicts in Statistics of Deadly Quarrels
covers the period from about 1820 until 1950. Richardson’s
aim was to count all deaths during this interval caused by a
deliberate act of another person. Thus he includes individual
murders and other lesser episodes of violence in addition to
warfare, but he excludes accidents and negligence and natural
disasters. He also decided not to count deaths from famine and
disease associated with war, on the grounds that multiple causes
are too hard to disentangle. (Did World War I “cause” the influenza
epidemic of 1918–1919?)
The decision to lump together murder and war was meant to be
provocative. To those who hold that “murder is an abominable
selfish crime, but war is a heroic and patriotic adventure,”
Richardson replies: “One can find cases of homicide which one
large group of people condemned as murder, while another large
group condoned or praised them as legitimate war. Such things
went on in Ireland in 1921 and are going on now in Palestine.”
(It’s depressing that his examples, 50 years later, remain so
apt.) But if Richardson dismissed moral distinctions between various
kinds of killing, he acknowledged methodological difficulties. Wars
are the province of historians, whereas murders belong to criminologists;
statistics from the two groups are hard to reconcile. And the
range of deadly quarrels lying between murder and war is even
more problematic. Riots, raids and insurrections have been too
small and too frequent to attract the notice of historians,
but they are too political for criminologists.
For larger wars, Richardson compiled his list by reading histories,
starting with the Encyclopaedia Britannica and going
on to more diverse and specialized sources. Murder data came
from national crime reports. To fill in the gap between wars
and murders he tried interpolating and extrapolating and other
means of estimating, but he acknowledged that his results in
this area were weak and incomplete. He mixed together civil
and international wars in a single list, arguing that the distinction
is often unclear.
An interesting lesson of Richardson’s exercise is just how
difficult it can be to extract consistent and reliable quantitative
information from the historical record. It seems easier to count
inaccessible galaxies or invisible neutrinos than to count wars
that swept through whole nations just a century ago. Of course
some aspects of military history are always contentious; you
can’t expect all historians to agree on who started a war, or
who won it. But it turns out that even more basic facts—Who
were the combatants? When did the fighting begin and end? How
many died?—can be remarkably hard to pin down. Lots of wars
merge and split, or have no clear beginning or end. As Richardson
remarks, “Thinginess fails.”
In organizing his data, Richardson borrowed a crucial idea
from astronomy: He classified wars and other quarrels according
to their magnitude, the base-10 logarithm of the total
number of deaths. Thus a terror campaign that kills 100 has
a magnitude of 2, and a war with a million casualties is a magnitude-6
conflict. A murder with a single victim is magnitude 0 (since
100=1). The logarithmic scale was chosen in large
part to cope with shortcomings of available data; although casualty
totals are seldom known precisely, it is usually possible to
estimate the logarithm within ±0.5. (A war of magnitude
6±0.5 could have anywhere from 316,228 to 3,162,278 deaths.) But
the use of logarithmic magnitudes has a psychological benefit
as well: One can survey the entire spectrum of human violence
on a single scale.
Random Violence
Richardson’s war list (as refined by Wilkinson) includes 315
conflicts of magnitude 2.5 or greater (or in other words with
at least about 300 deaths). It’s no surprise that the two World
Wars of the 20th century are at the top of this list; they are
the only magnitude-7 conflicts in human history. What is
surprising is the extent to which the World Wars dominate the
overall death toll. Together they account for some 36 million
deaths, which is about 60 percent of all the quarrel deaths
in the 130-year period. The next largest category is at the
other end of the spectrum: The magnitude-0 events (quarrels
in which one to three people died) were responsible for 9.7
million deaths. Thus the remainder of the 315 recorded wars, along
with all the thousands of quarrels
of intermediate size, produced less than a fourth of all the
deaths.
The list of magnitude-6 wars also yields surprises, although
of a different kind. Richardson identified seven of these conflicts,
the smallest causing half a million deaths and the largest about
2 million. Clearly these are major upheavals in world history;
you might think that every educated person could name most of
them. Try it before you read on. The seven megadeath conflicts
listed by Richardson are, in chronological order, and using
the names he adopted: the Taiping Rebellion (1851–1864), the
North American Civil War (1861–1865), the Great War in La Plata
(1865–1870), the sequel to the Bolshevik Revolution (1918–1920), the
first Chinese-Communist War (1927–1936), the Spanish Civil War
(1936–1939) and the communal riots in the Indian Peninsula (1946–1948).
Looking at the list of 315 wars as a time series, Richardson
asked what patterns or regularities could be discerned. Is war
becoming more frequent, or less? Is the typical magnitude increasing?
Are there any periodicities in the record, or other tendencies
for the events to form clusters?
A null hypothesis useful in addressing these questions suggests
that wars are independent, random events, and on any given day
there is always the same probability that war will break out.
This hypothesis implies that the average number of new wars
per year ought to obey a Poisson distribution, which describes
how events tend to arrange themselves when each occurrence of
an event is unlikely but there are many opportunities for an
event to occur. The Poisson distribution is the law suitable
for tabulating radioactive decays, cancer clusters, tornado
touchdowns, Web-server hits and, in a famous early example,
deaths of cavalrymen by horse kicks. As applied to the statistics
of deadly quarrels, the Poisson law says that if p is the probability
of a war starting in the course of a year, then the probability
of seeing n wars begin in any one year is e
–ppn/n!. Plugging some
numbers into the formula shows that when p is small,
years with no onsets of war are the most likely, followed by
years in which a single war begins; as n grows, the likelihood
of seeing a year with n wars declines steeply.
Figure 3 compares the Poisson distribution with Richardson’s
data for a group of magnitude- 4 wars. The match is very close.
Richardson performed a similar analysis of the dates on which
wars ended—the “outbreaks of peace”—with the same result. He
checked the wars on Quincy Wright’s list in the same way and
again found good agreement. Thus the data offer no reason to
believe that wars are anything other than randomly distributed
accidents.
Richardson also examined his data set for evidence of long-term
trends in the incidence of war. Although certain patterns catch
the eye when the data are plotted chronologically, Richardson
concluded that the trends are not clear enough to rule out random
fluctuations. “The collection as a whole does not indicate any
trend towards more, nor towards fewer, fatal quarrels.” He did
find some slight hint of “contagion”: The presence of an ongoing
war may to some extent increase
the probability of a new war starting.
Figure 4
Love Thy Neighbor
If the temporal dimension fails to explain much about war,
what about spatial relations? Are neighboring countries less
likely than average to wind up fighting one another, or more
likely? Either hypothesis seems defensible. Close neighbors
often have interests in common and so might be expected to become
allies rather than enemies. On the other hand, neighbors could
also be rivals contending for a share of the same resources—or
maybe the people next door are just plain annoying. The existence
of civil wars argues that living together is no guarantee of
amity. (And at the low end of the magnitude scale, people often
murder their own kin.)
Richardson’s approach to these questions had a topological
flavor. Instead of measuring the distance between countries,
he merely asked whether or not they share a boundary. Then,
in later studies, he refined this notion by trying to measure
the length of the common boundary—which led to a fascinating
digression. Working with maps at various scales, Richardson
paced off the lengths of boundaries and coastlines with dividers,
and realized that the result depends on the setting of the dividers,
or in other words on the unit of measurement. A coastline that
measures 100 steps of 10 millimeters each will not necessarily
measure 1,000 steps of 1 millimeter each; it is likely to be more,
because the smaller units more closely follow the zigzag path of
the coast. This result appeared in a somewhat out-of-the-way
publication; when Benoit Mandelbrot came across it by chance,
Richardson’s observation became one of the ideas that inspired
Mandelbrot’s theory of fractals.
During the period covered by Richardson’s study there were
about 60 stable nations and empires (the empires being counted
for this purpose as single entities). The mean number of neighbors
for these states was about six (and Richardson offered an elegant
geometric argument, based on Euler’s relation among the vertices,
edges and faces of a polyhedron, that the number must
be approximately six, for any plausible arrangement of nations).
Hence if warring nations were to choose their foes entirely
at random, there would be about a 10 percent chance that any
pair of belligerents would turn out to be neighbors. The actual
proportion of warring neighbors is far higher. Of 94 international
wars with just two participants, Richardson found only 12 cases
in which the two combatants had no shared boundary, suggesting
that war is mostly a neighborhood affair.
But extending this conclusion to larger and wider wars proved
difficult, mainly because the “great powers” are effectively
everyone’s neighbor. Richardson was best able to fit the data
with a rather complex model assigning different probabilities
to conflicts between two great powers, between a great power
and a smaller state, and between two lesser nations. But rigging
up a model with three parameters for such a small data set is
not very satisfying. Furthermore, Richardson concluded that
“chaos” was still the predominant factor in explaining the world’s
larger wars: The same element of randomness seen in the time-series
analysis is at work here, though “restricted by geography and
modified by infectiousness.”
What about other causative factors—social, economic, cultural?
While compiling his war list, Richardson noted the various items
that historians mentioned as possible irritants or pacifying
influences, and then he looked for correlations between these
factors and belligerence. The results were almost uniformly
disappointing. Richardson’s own suppositions about the importance
of arms races were not confirmed; he found evidence of a preparatory
arms race in only 13 out of 315 cases. Richardson was also a
proponent of Esperanto, but his hope that a common language
would reduce the chance of conflict failed to find support in
the data. Economic indicators were equally unhelpful: The statistics
ratify neither the idea that war is mainly a struggle
between the rich and the poor nor the view that commerce between
nations creates bonds that prevent war.
Figure 5
The one social factor that does have some detectable correlation
with war is religion. In the Richardson data set, nations that
differ in religion are more likely to fight than those that
share the same religion. Moreover, some sects seem generally
to be more bellicose (Christian nations participated in a disproportionate
number of conflicts). But these effects are not large.
Mere Anarchy Loosed upon the World
The residuum of all these noncauses of war is mere randomness—the
notion that warring nations bang against one another with no
more plan or principle than molecules in an overheated gas.
In this respect, Richardson’s data suggest that wars are like
hurricanes or earthquakes: We can’t know in advance when or
where a specific event will strike, but we do know how many
to expect in the long run. We can compute the number of victims;
we just can’t say who they’ll be.
This view of wars as random catastrophes is not a comforting
thought. It seems to leave us no control over our own destiny,
nor any room for individual virtue or villainy. If wars just
happen, who’s to blame? But this is a misreading of Richardson’s
findings. Statistical “laws” are not rules that govern the behavior
either of nations or of individuals; they merely describe that
behavior in the aggregate. A murderer might offer the defense
that the crime rate is a known quantity, and so someone
has to keep it up, but that plea is not likely to earn the
sympathy of a jury. Conscience and personal responsibility are
in no way diminished by taking a statistical view of war.
What is depressing is that the data suggest no clear
plan of action for those who want to reduce the prevalence of
violence. Richardson himself was disappointed that his studies
pointed to no obvious remedy. Perhaps he was expecting too much.
A retired physicist reading the Encyclopaedia Britannica
can do just so much toward securing world peace. But with larger
and more detailed data sets, and more powerful statistical machinery,
some useful lessons might emerge.
There is now a whole community of people working to gather
war data, many of whom trace their intellectual heritage back
to Richardson and Quincy Wright. The largest such undertaking
is the Correlates of War project, begun in the 1960s by J. David
Singer of the University of Michigan. The COW catalogues, like
Richardson’s, begin in the post-Napoleonic period, but they
have been brought up close to the present day and now list thousands
of militarized disputes. Offshoots and continuations of the
project are being maintained by Russell J. Leng of Middlebury
College and by Stuart A. Bremer of Pennsylvania State University.
Peter Brecke of the Georgia Institute of Technology has begun
another data collection. His catalogue extends down to magnitude
1.5 (about 30 deaths) and covers a much longer span of time,
back as far as A.D. 1400. The catalogue is approaching completion
for 5 of 12 global regions and includes more than 3,000 conflicts
. The most intriguing finding so far is a dramatic, century-long
lull in the 1700s.
Figure 6
Even if Richardson’s limited data were all we had to go on,
one clear policy imperative emerges: At all costs avoid the
clash of the titans. However painful a series of brushfire wars
may seem to the participants, it is the great global conflagrations
that threaten us most. As noted above, the two magnitude-7 wars
of the 20th century were responsible for three-fifths of all
the deaths that Richardson recorded. We now have it in our power
to have a magnitude-8 or -9 war. In the aftermath of such an
event, no one would say that war is demographically irrelevant.
After a war of magnitude 9.8, no one would say anything at all.
Bibliography
Ashford, Oliver M. 1985. Prophet—or Professor?: The Life
and Work of Lewis Fry Richardson. Bristol, Boston: Adam
Hilger.
Brecke, Peter. 1999. Violent conflicts 1400 A.D. to
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http://www.inta.gatech.edu/peter/PSS99_paper.html
Cioffi-Revilla, Claudio A. 1990. The Scientific Measurement
of International Conflict: Handbook of Datasets on Crises and
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© 2001 Brian Hayes
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